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  2. Hazardous Waste

Final Rule: 2018 Definition of Solid Waste (DSW) Response to Court Vacatur

Final Rule: 2018 Definition of Solid Waste (DSW) Response to Court Vacatur
Basic Information
Legal Authorities
  • 42 U.S.C. §6921-6924
Federal Register Citations
  • 83 FR 24664
  • 88 FR 54086 (Technical Corrections)
  • 88 FR 84710 (Withdrawal)
  • 89 FR 99727 (Technical Corrections)
Code of Federal Regulations Citations
  • 40 CFR Part 260
  • 40 CFR Part 261
Docket Numbers
  • EPA-HQ-OLEM-2018-0185
  • EPA-HQ-OLEM-2023-0081

On this page:

  • Rule Summary
  • Rule History
  • Additional Resources
  • Compliance

Rule Summary

The EPA Administrator signed the final rule responding to the vacatur of certain provisions of the Definition of Solid Waste (DSW) Rule on May 23, 2018 and it was published in the Federal Register (FR) on May 30. Upon publication the rule went into effect federally immediately.

  • Read the final rule in the Federal Register.

The final rule implements the March 6, 2018 court decision regarding the 2015 revisions to the DSW rule on the recycling of hazardous secondary materials.  The court replaced specific provisions of the 2015 rule with the requirements from the 2008 version of the rule. In issuing this final decision, the court agreed with EPA's requested clarification regarding defining legitimate recycling of hazardous secondary materials as it applies in all circumstances. This decision ensures businesses and states have a consistent and clear definition of legitimate recycling of hazardous secondary materials.

The regulations resulting from this response to the court provide much-needed regulatory certainty and a common-sense framework to promote the legitimate recycling of hazardous secondary materials. Removing barriers to legitimate recycling is good for business and the environment, and will result in conserving natural resources, reducing waste, saving energy, and reducing costs. 

Technical Corrections

On August 9, 2023, EPA corrected and clarified technical errors in approximately 50 sections of the hazardous waste regulations. With this rule, EPA fixed typographical errors, incorrect citations, and language that was unintentionally ambiguous in the Hazardous Waste Generator Improvements Rule, the Hazardous Waste Pharmaceuticals Rule, and the Definition of Solid Waste Rule. EPA also identified several other provisions that needed to be corrected that are located in the same sections of the regulations. 

  • View the 2023 Technical Corrections Rulemaking. 

This technical corrections rule became effective on December 7, 2023, except for eight amendments that EPA withdrew. The comment period closed on October 10, 2023, and EPA received adverse comments on eight specific amendments. To address these adverse comments, EPA published a notice of withdrawal in the Federal Register on December 6, 2023 that became effective on December 7, 2023.  

The eight amendments that EPA withdrew from the direct final rule were related to: 40 CFR section 261.4(e)(1) introductory text, section 262.11(d) introductory text, section 262.11(g), section 262.16(b)(1), section 262.17(a)(8)(i), section 262.17(a)(8)(i)(A), section 262.232(b)(6)(iv), and section 266.508(a)(2)(ii).  

  • View the Partial Withdrawal of the Direct Final Rulemaking. 

On December 11, 2024, EPA finalized five of the withdrawn amendments to the 2016 Hazardous Waste Generator Improvements Rule and the 2019 Hazardous Waste Pharmaceuticals Rule. After evaluating the adverse comments, EPA decided to revise and finalize these amendments to correct and clarify the regulations for generators and handlers of hazardous waste. In this final rule, we respond to the relevant comments and explain what changes we made to the regulations.  

  • View the 2024 Technical Corrections Rulemaking. 


Rule History

In October 2008, EPA published a final rule revising the definition of solid waste by promulgating two exclusions: one for hazardous secondary material recycled under the control of the generator (the generator-controlled exclusion, currently found at Title 40 of the Code of Federal Regulations, or CFR, in section 261.4(a)(23)), and one for hazardous secondary material transferred to a third party for recycling (the transfer-based exclusion, currently found at 40 CFR sections 261.4(a)(24) and (25)).  The 2008 DSW rule also codified a definition of legitimate recycling. In January 2015, EPA revised the 2008 final rule by, among other things, (1) replacing the transfer-based recycling exclusion with the verified recycler exclusion, and (2) strengthening the definition of legitimate recycling.

The United States Court of Appeals for the District of Columbia Circuit issued a decision on the 2015 final rule on July 7, 2017 and amended it on March 6, 2018.  These orders (1) vacated the 2015 verified recycler exclusion (except for certain provisions) and reinstated the transfer-based exclusion from the 2008 rule to replace it; (2) upheld the containment and emergency preparedness provisions of the 2015 rule, thus including them in the reinstated transfer-based rule; (3) vacated the fourth factor of the 2015 definition of legitimate recycling and reinstated the 2008 version of the fourth factor to replace it.


Additional Resources

  • 2008 DSW Final Rule.
  • 2015 DSW Final Rule.
  • July 2017 Court Decision (pdf)(271 KB).
  • March 2018 Court Decision (pdf)(51.6 KB).
  • Where is the 2018 DSW Rule in Effect?

Compliance

  • Hazardous Secondary Material (HSM) Recycling Checklist (July 2024).   
  • Resource Conservation and Recovery Act (RCRA) Subtitle C Site Identification Form (Site ID form or 8700-12). 
  • Example Template for Legitimate Recycling Documentation (pdf)(140 KB).
  • Voluntary Label for Hazardous Secondary Materials.
  • Guidance for Mixing Hazardous Secondary Materials Received Under the 40 CFR 261.4(a)(24) Exclusion from the Definition of Solid Waste with Regulated Hazardous Waste, February 11, 2011 (pdf)(871 K).
  • Choosing a Responsible Recycler: A Guide for Generators of Secondary Hazardous Materials.
  • Implementation Guide for the DSW Exclusion Found in 40 CFR Section 261.4(a)(24)(pdf)(273 KB)(November 2022).

Hazardous Waste

  • Learn the Basics of Hazardous Waste
  • Hazardous Waste Management
    • Generation
    • Identification
    • Definition of Solid Waste
    • Exclusions
    • Characterization
    • Delistings
    • Transportation
    • Permitting
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      • Treatment Standards
      • Historical Information
      • Frequent Questions About Land Disposal Restrictions
    • Requirements for Importers
    • Requirements for Exporters
    • Recycling
    • Cleanups
      • Baselines for Cleanup Facilities
      • Frequent Questions
      • Guidance for Cleaning Up Groundwater, Soil and Air
      • Guidance for Remediation Waste Management
      • Hazardous Waste Cleanup Program 2020 Goals Closeout
      • Initial Site Assessments
      • Key Rulemakings and Regulations
      • Learn About Hazardous Waste Cleanups
      • Map of Cleanup Progress
      • Measuring Progress
      • Redevelopment Economics
      • Remedy Implementation
      • Sortable, Searchable Table of Resources
      • Technical Hazardous Waste Cleanup Training
      • Toolbox for Facilities Investigation Remedy Selection Track
      • Vision/ Mission/ Goals for 2030
  • Regulations for Certain Wastes
  • EPA Hazardous Waste Initiatives
  • SW-846 Test Methods
  • State Authorization
  • A to Z Directory of Topics
Contact Us About Hazardous Waste
Contact Us to ask a question, provide feedback, or report a problem.
Last updated on December 13, 2024
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